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Join our Compliance Conduct and Operational Risk division as a Surveillance Analyst responsible for identifying potential instances of market abuse, notably insider trading and market manipulation, using established surveillance systems. You will conduct surveillance of activities in Firm and Employee accounts to comply with information barrier and restricted list policies. The Trade Surveillance team assesses risks across markets using the established surveillance program to help safeguard the firm against reputational and/or financial risk. You will work in alignment with internal policies and regulatory requirements.
As a Surveillance Analyst within Compliance Conduct and Operational Risk, you will be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation, using surveillance systems. You will conduct surveillance of activities in Firm and Employee accounts to comply with information barrier and restricted list policies. You will review and analyze trade surveillance alerts across multiple asset classes and programs to identify potential market misconduct and technical rule violations. You will document and escalate matters appropriately while collaborating with business and compliance stakeholders and regional Surveillance teams. You will contribute to the established surveillance program to help safeguard the firm against reputational and/or financial risk while complying with internal policies and regulatory requirements.
Review trade surveillance alerts and conduct analysis of trading and market activity for asset classes and programs such as Equities, information barriers, Fixed Income, Futures/Options, and Asset Management
Document reviews and dispositions of exceptions and escalate matters appropriately
Eligibility typically includes the qualifications and experience outlined in the job description above, with around 0-5 Years years of relevant experience expected for this role.
The key responsibilities for this role are detailed in the Key Responsibilities section above, covering the core duties expected of a Surveillance Analyst at JPMorgan Chase.
This role requires around 0-5 Years years of relevant experience, as specified in the job listing. Please refer to the Qualifications & Experience section above for full details.
Skills relevant to this position are outlined in the Qualifications & Experience section above. In general, strong communication, domain knowledge, and the ability to meet role-specific targets are valued across similar BFSI positions.
You can apply directly using the Apply Now button on this page, which will take you to JPMorgan Chase's application process for this role.