Investment Compliance
JPMorgan Chase — Mumbai, MUMBAI
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Job Description
Take a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers
Job Summary
As Compliance Reporting Lead you will act as a change agent, providing technical expertise for compliance projects and ensuring proper rule coding. Your role will involve developing innovative solutions tailored to client needs, maintaining and updating fund rules, and assisting in breach resolution. You will need to stay informed on industry practices and regulations, and focus on solving complex client requests, interpreting investment mandates, and coding rules. A strong understanding of financial instruments, including derivatives, is essential.
Job Responsibilities
- Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients
- Ensure that rules are established in accordance with the Client Investment Agreement and adapt them as needed based on regulatory changes.
- Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
- Develop innovative solutions to meet client requirements, including coding within the Compliance Reporting application, while optimizing the existing rule library.
- Understand and address specific client nuances to deliver appropriate and optimal solutions that meet their objectives.
- Maintain and update existing fund rules within the system, adapting solutions to meet the evolving needs of clients in a timely manner.
- Align client requirements with system capabilities and perform necessary maintenance on client accounts.
- Investigate breaches of investment guidelines with investment managers to assist clients in resolving issues, while staying informed about industry practices, product developments, and regulatory changes.
- Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.
Required Qualifications, Skills and Capabilities:
- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) and experience financial instruments
- The successful candidate would have the following key attributes, demonstrated by suitable experience:
- Coding or report writing experience, with logic-based database systems
- Excellent financial market and instrument knowledge
- Compliance reporting product knowledge
- All candidates must have:
- Excellent written and verbal communication
Frequently Asked Questions
What are the eligibility criteria for the Investment Compliance job at JPMorgan Chase?
Eligibility typically includes the qualifications and experience outlined in the job description above, with around 0-5 Years years of relevant experience expected for this role.
What are the primary responsibilities of a Investment Compliance at JPMorgan Chase?
The key responsibilities for this role are detailed in the Key Responsibilities section above, covering the core duties expected of a Investment Compliance at JPMorgan Chase.
Is prior experience required for this position?
This role requires around 0-5 Years years of relevant experience, as specified in the job listing. Please refer to the Qualifications & Experience section above for full details.
What skills are important for this role?
Skills relevant to this position are outlined in the Qualifications & Experience section above. In general, strong communication, domain knowledge, and the ability to meet role-specific targets are valued across similar BFSI positions.
How do I apply for the Investment Compliance role at JPMorgan Chase?
You can apply directly using the Apply Now button on this page, which will take you to JPMorgan Chase's application process for this role.
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