Employer Login | Partner Login | Candidate Login
WhatsApp Logo Chat us Call Logo Call us

Senior Compliance Manager

Aditya Birla Group — Mumbai, MUMBAI

Apply Now
Experience 5-8 Years yrs
Age 21-35 yrs
Gender Both
Salary Not Disclosed LPA
Department Sales Loans
Product Loans

Job Description

Key Result Areas     

Supporting Actions

Compliance Management for Insurance & investment

  • Manage compliances in a timely and orderly manner in all regulatory matters under corporate laws, SEBI, MCA, stock exchanges and RBI.
  • Experience in Managing compliance for Mutual fund, AIF,PMS & Digital Metal.
  • Review and file required documents, returns, and clarifications to IRDAI,AMFI, SEBI as necessary.
  • Ensure timely compliance with all applicable IRDAI, IRDAI,AMFI, SEBI obligations, reporting, and filings
  • Collaborate with the Partnership and Legal team for compliance-related matters and contract reviews.
  • Manage regulatory inquiries.
  • Identify potential compliance risks, gaps in processes, or areas for improvement within the organization.
  • Assist senior management and business units in making compliance-conscious decisions that align with IRDAI, IRDAI,AMFI, SEBI regulations.
  • Obtain necessary licenses and registrations from regulators/authorities, if required.

 

Monitoring

 

  • Monitor statutory compliances and follow up regularly with internal teams to complete filings within prescribed timelines;
  • Develop guidelines, SOPs, document templates as may be required from compliance perspective and as good governance;
  •  
  • Keep abreast of the regulatory changes & come up with the implementation plan

 

Stakeholder Management

  • Interact with auditors, regulators, and other internal as well as external stakeholders.

 

Frequently Asked Questions

What are the eligibility criteria for the Senior Compliance Manager job at Aditya Birla Group?

Eligibility typically includes the qualifications and experience outlined in the job description above, with around 5-8 Years years of relevant experience expected for this role.

What are the primary responsibilities of a Senior Compliance Manager at Aditya Birla Group?

The key responsibilities for this role are detailed in the Key Responsibilities section above, covering the core duties expected of a Senior Compliance Manager at Aditya Birla Group.

Is prior experience required for this position?

This role requires around 5-8 Years years of relevant experience, as specified in the job listing. Please refer to the Qualifications & Experience section above for full details.

What skills are important for this role?

Skills relevant to this position are outlined in the Qualifications & Experience section above. In general, strong communication, domain knowledge, and the ability to meet role-specific targets are valued across similar BFSI positions.

How do I apply for the Senior Compliance Manager role at Aditya Birla Group?

You can apply directly using the Apply Now button on this page, which will take you to Aditya Birla Group's application process for this role.